国家计委


国家计委印发《关于中外合资、合作经营企业产品以产顶进办法》的通知(附英文)

1987年10月19日，国家计委

通知
根据《国务院关于鼓励外商投资的规定》，我委拟定的《关于中外合资、合作经营企业产品以产顶进办法》，已经国务院批准，现印发给你们，请参照执行。

附：关于中外合资、合作经营企业产品以产顶进办法
第一条 根据《国务院关于鼓励外商投资的规定》，为鼓励外商投资兴办先进技术企业，帮助企业解决外汇收支平衡，特制定本办法。
第二条 本办法适用于能够提供国内需要的先进技术，从事新产品开发实行产品升级换代的生产型中外合资经营、合作经营企业（以下简称合资、合作企业）。
第三条 符合下列各项条件的，可申请以产顶进：
一、确属国内需要的技术先进的技术型的合资、合作企业的产品，投产初期，在实现国产化进程中，外汇平衡出现暂时困难的；
二、上述企业生产的产品属于目前和今后几年中央、地方和部门需要进口的；
三、申请以产顶进的产品规格、性能、交货期和技术服务，培训应符合国内用户的需要，产品必须经过国家级产品质量检测中心鉴定，确认达到同类进口商品的质量标准，原则上价格不高于当时的国际市场价格。
第四条 凡要求以产顶进的企业，在申报项目建议书的同时，提出以产顶进的申请。在报送项目可行性研究报告时，必须明确合资、合作企业产品的内外销比例，以及国产化的进度，并对以产顶进的可行性（包括分年顶替进口的产品数量和外汇金额）进行充分论证或评估。
第五条 按分级管理原则、合资、合作企业产品申请以产顶进、分别由中央、地方（部门）两级审批。中央审批的限额以上项目需要以产顶进的，由国家计委审批；地方和部门审批的限额以下项目需要以产顶进的，由地方计委和部门自行审批。
第六条 由国家计委审批的限额以上项目的以产顶进：
一、凡已列入国家批准的中长期中央进口计划的商品，除去对外已签长期贸易协议和必须安排进口的以外，还有可能供以产顶进的，在审批可行性研究报告时，可预批中央进口计划期内的以产顶进。
二、没有列入中长期中央进口计划的商品，原则上不预批的以产顶进。但在年度中央进口计划中有这类商品进口且能以产顶进时，企业可向国家计委提出申请，批准后，由经贸部办理只在当年有效的以产顶进手续。
三、没有列入中长期和年度中央进口计划的商品，如当年地方有进口，企业可向地方计委提出申请，经批准后，由地方经贸部门办理以产顶进手续。
第七条 由地方、部门审批的限额以下项目的以产顶进：
一、凡已列入本省、自治区、直辖市的中长期和年度进口计划内可供以产顶进的商品，可由省、自治区、直辖市计委参照中央的审批办法，预批和办理本地区进口计划期内的以产顶进。
二、没有列入本地区中长期或年度计划，但本地区或其他地区有进口的，可实行跨地区的以产顶进。企业可向进口这一商品的省、自治区、直辖市计委申报，经批准后，由该省、自治区、直辖市经贸部门办理以产顶进手续。
三、部门用自有外汇进口的商品，企业可直接向该部门申请，经同意后，办理以产顶进手续。
第八条 上述中央和地方计委（或部门）审批同意以产顶进的产品，属于在中长期进口计划内预批的，必须根据当年的进口计划情况，在年度中进一步核定落实。
凡经批准实行以产顶进的产品，国内用户在同等条件下，必须优先选用。
各级进口管理部门和进口审查部门，对合资、合作企业已能生产并符合以产顶进条件的产品，应指导鼓励国内用户优先采购。
第九条 经批准的以产顶进产品，国内用户采购时，应按双方商定的条件，经国家外汇管理部门批准，向合资、合作企业支持全部或部分外汇。
第十条 机电产品的以产顶进，由国家经委制定并公布顶进目录和以产顶进管理办法，指导国内用户优先采购目录内的产品。
凡生产目录内产品的合资、合作企业可以参加中国机电设备招标中心（或经国家经委批准的招标公司）组织的进口机电设备招标，中标的企业，由该中心出具证明，实现以产顶进。
第十一条 合资、合作企业生产以产顶进产品所需进口的料、件、按《对外经济贸易部关于外商投资企业申领出口许可证的实施办法》第四条规定办理进口手续；上述产品供应给国内用户时，按海关总署《中华人民共和国海关对外商投资企业履行产品出口合同所需进口料、件管理办法》第五条规定办理。
第十二条 经批准其产品实行以产顶进合资、合作企业，必须做到：
一、严格执行合同中规定的出口比例和国产化进程的要求：
二、必须努力使产品的技术性能和质量保持先进水平；
三、按合同规定的数量、时间交货，因交货时间、交货数量和产品质量等问题造成用户经济损失者，要承担相应的经济责任。
四、为用户提供优质服务。
第十三条 合资、合作企业的产品一俟批准以产顶进后，不能再重复将这部分产品纳入国产物资分配计划。
第十四条 本办法由国家计委负责解释。
第十五条 本办法自公布之日起实行。

附：“七五”计划期间中央进口计划内可以实行以产顶进的商品目录
1．钢材
2．生铁
3．木材
4．铜
5．铝
6．锌
7．橡胶
8．化肥
9．木浆
10．腈纶
11．锦纶
12．人造丝

Measures for the Substitution of Importation by Products Manu-factured by Chinese-Foreign Equity Joint Ventures and Chinese-ForeignCooperative Joint Ventures

(Promulgated by the State Plan Commission on October 31, 1987)

Whole document
Measures for the Substitution of Importation by Products Manufactured by
Chinese-Foreign Equity Joint Ventures and Chinese-Foreign Cooperative
Joint Ventures
(Promulgated by the State Plan Commission on October 31, 1987)
Article 1
These measures are specially formulated pursuant to the "Provisions of
the State Council for the Encouragement of Foreign Investment" in order to
encourage foreign businessmen to invest in and establish technologically
advanced enterprises, and assist enterprises with foreign investment to
achieve a balance of foreign exchange receipts and payments.
Article 2
These measures are applicable to the productive Chinese-foreign equity
joint ventures and cooperative joint ventures (hereinafter "joint venture"
and "cooperative venture") which are capable of providing the advanced
technology needed by the country and involve in developing new products
and upgrading the existing products.
Article 3
Applications for import substitution treatment may be made if the
following conditions are met:
1. Temporary difficulties in balancing foreign exchange in the initial
period of operation are encountered in respect of the product made by a
joint venture or cooperative venture which has advanced technology needed
by the country and which is in the process of localizing source;
2. The products produced by the above mentioned enterprises are need
to be imported at present and will be needed to be imported in the next
few years by central and local authorities and relevant departments; and
3. The specification, performance, term of delivery and the conditions
of technical service and training of those products applied for import
substitution should meet the requirements of domestic customers, and the
products must be confirmed to reach the same quality standard as import
products of the same kind after being tested by a State-level product
quality examination center, and in principle, the prices are not higher
than current prices in international market.
Article 4
All enterprises which intending to ask for import substitution shall
request import substitution in the project proposal submitted for
examination and approval. In the feasibility study report submitted for
examination and approval, the proportion of the products for export and
domestic-sales, and the degree for increasing the indigenous components
and parts of the products shall be clearly specified. The feasibility of
import substitution (including the quantity of import products and the
amounts of foreign exchange involved on a yearly basis) shall also be
fully demonstrated or assessed.
Article 5
In accordance with the principle of administrative separation, the
application for import substitution of products of joint ventures and
cooperative ventures should be examined and approved either by the central
authorities or by local authorities (or departments). As for the project
within the examination and approval limits of the central authorities,
the application for import substitution shall be examined and approved by
the State Planning Commission. As for the project within the examination
and approval limits of the local authorities or departments the
application for import substitution shall be examined and approved by the
local planning commission or departments themselves.
Article 6
Import substitution for the projects within the examination and
approval limits of the central authorities shall be examined and approved
by the State Planning Commission:
1. In the case of products listed in the Central medium or long-term
import plan, except for those products for which foreign long-term trade
agreements have already been signed and those products for which imports
must be arranged, import substitution may be approved in advance for the
period covered by the central import plan at the time the feasibility
study report is examined and approved.
2. In principle, advance approval shall not be given for import
substitution of products which are not listed in the Central medium or
long-term import plan. However, if such products are listed in the Central
annual import plan and import substitution is possible, the enterprises
may apply to the State Planing Commission for import substitution. After
approval is granted the formalities for import substitution shall be
handled by the Ministry of Foreign Economic Relations and Trade and shall
be valid for that given year only.
3. As for the products not listed in the central medium and long-term
or annual import plan, the enterprises may, where importation of the
products is to be made locally in the given year, apply to local planning
commission. After the approval is granted, the formalities for import
substitution shall be handled by the local departments of foreign economic
relations and trade.
Article 7
Import substitution for projects within the examination and approval
limits of local authorities should be examined and approved by the local
authorities and departments:
1. In the case that the products are listed in the medium and
long-term or annual import plan of provinces, autonomous regions and
municipalities directly under the Central Government and suitable for
import substitution, the planning commission of the provinces, autonomous
regions and municipalities directly under the Central Government can
approve import substitution in advance for the period covered by the local
import plan; reference shall be made to central examination and approval
measures.
2. In the case that the products are not listed in the medium and
long-term or annual import plan of one region, but such products is to be
imported into that-region or other regions, import substitution may be
conducted transregionally. The enterprises may apply directly to the
planning commission of provinces and autonomous regions and municipalities
directly under the Central Government which is importing the products.
After approval is granted, the import substitution formalities shall be
handled by the local departments of foreign economic relations and trade
of such province, autonomous region or municipality directly under the
Central Government.
3. In the case that the products imported by the departments using
their own foreign exchange, the enterprises may apply directly to such
department for import substitution. If such department consents, it shall
handle the import substitution formalities.
Article 8
The above mentioned products of import substitution which have been
approved by the State or local planning commission (or department) in
advance for the period covered by the medium and long-term plan, must be
further checked and ratified each year, in accordance with the situation
of such import plan in such year.
Under the same conditions, domestic users shall select and use the
products approved for import substitution in reference to imports.
All levels of import administration and import examination and
approval authorities shall provide guidance to domestic users and
encourage them to buy the products produced by joint ventures and
cooperative ventures which conform to the conditions of import
substitution, in reference to imports.
Article 9
Domestic users shall pay the foreign exchange to joint ventures and
cooperative ventures totally or partially when they buy products approved
for import substitution according to the conditions agreed by both parties
upon permission by the foreign exchange central authorities.
Article 10
The State Economic Commission shall draw up and promulgate a list of
mechanical and electric products of import substitution and relevant
administrative measures, and provide the guidance to the domestic users to
buy the products on the list, in reference to imports.
Joint ventures and cooperative ventures that produce the products on
such list, may enter bids in tenders organized by the China Machine and
Electrical Equipment Tendering Center (or other tendering companies
approved by the State Economic Commission). If an enterprise wins the
render, it may carry out the import substitution on the basis of the
certificate issued by the Center.
Article 11
The import procedures of the materials and parts which must be
imported by the joint ventures and cooperative ventures to produce the
import substitution products shall be handled according to the Article 4
of "Implementation Measures of the Ministry of Foreign Economic Relations
and Trade Concerning the Application for Import and Export Licenses by
Enterprises with Foreign Investment". When the products mentioned above
are supplied to domestic users, it shall be handled according to the
Article 5 of the" Measures of the Customs Authority of the People's
Republic of China for the Control of Materials and Parts Required to be
Imported for the Performance of Product Export Contracts by Enterprises
with Foreign Investment".
Article 12
The joint ventures and cooperative ventures whose products have been
approved for import substitution shall:
1. strictly carry out the contract requirements regarding the
proportion of export sales and the process of raising the indigenous
components and parts of the products,
2. strive maintain the technical performance and quality of the
products at the world advanced levels; and
3. deliver the products according to the quantity and the time
required in the contract. The enterprises which cause economic losses to
users because of problems in the amount or quality of products or the
delivery time, etc., shall bear corresponding economic responsibility.
4. provide the best service to users.
Article 13
Once the products of joint ventures and cooperative ventures being
approved for import substitution, such products shall not be included in
the allocation plan of the materials produced in domestic.
Article 14
The State Planning Commission shall be responsible for interpreting
these Measures.
Article 15
These Measures shall enter into force on the date of promulgation.



安徽省合肥市人民政府


合政〔２００５〕４９号


关于印发合肥市社会科学成果奖励办法的通知

各县、区人民政府，市政府各部门，各直属机构：
　　经研究同意，现将《合肥市社会科学成果奖励办法》印发给你们，请遵照执行。

合肥市人民政府
二○○五年五月九日

合肥市社会科学成果奖励办法

　　第一条　为充分发挥社会科学研究人员的积极性和创造性，促进社会科学研究事业的繁荣与发展，根据国家相关法律的规定，结合本市实际，制定本办法。
　　第二条　本市行政区域内的公民或组织的社会科学成果，以及本市行政区域以外的公民或组织以我市经济社会发展为研究对象的社会科学成果，研究内容符合我国宪法和法律规定，均可申报参加合肥市社会科学成果奖评选。
　　本办法所称社会科学成果，包括以下三类：
　　（一）著作类，包括社会科学专著、译著、工具书、教材、古籍整理、通俗读物、研究资料、地方志书；
　　（二）论文类，包括论文、译文、调查报告；
　　（三）咨询成果类，包括咨询方案、决策建议方案、咨询报告、论证报告。
　　第三条　市人民政府设立合肥市社会科学成果奖，并分为一等奖、二等奖、三等奖。
　　第四条　合肥市社会科学成果奖评审工作应遵循下列原则：
　　（一）成果内容合法原则；
　　（二）高标准、宁缺勿滥原则；
　　（三）公开、公平、公正原则；
　　（四）突出重点，兼顾各门学科原则。
　　第五条　市社会科学成果奖的评选，每两年进行一次，奖励项目总数３０项，其中一、二等奖在奖励项目总数中不得超过４０％。随着社会科学的繁荣和发展，奖励项目数可适当调整。
　　第六条　申报参加合肥市社会科学成果奖评选的作品，应当符合下列条件之一：
　　（一）公开出版发行具有统一书号的社会科学著作；
　　（二）在具有全国统一刊号的报刊上公开发表的社会科学方面的论文和调查报告；
　　（三）达到公开发表水平但因故不宜公开发布，被市级以上国家机关采用、推广的咨询方案、决策建议方案、咨询报告、论证报告、调查报告。
　　申报参评的社会科学成果，须是本届评奖年度之内出版发表或被采纳的。
　　已获得高于或相当于本奖励级别成果奖的，不再纳入评选范围。
　　第七条　获奖的各类社会科学成果，必须具备下列基本条件：
　　（一）专著，具有科学性和创新性，在研究现实和历史重大问题上有创见，对学科建设和社会发展有新贡献；
　　（二）工具书（包括研究资料书），资料可靠，知识性强，对学术研究具有较高的参考价值；
　　（三）教材，内容有新意，能够反映当代最新科研成果，对科研、教学有重要应用价值；
　　（四）古籍整理，忠于原作，历史考证和研究富有新意，对当代社会科学研究有重要的借鉴、参考价值；
　　（五）通俗读物，有较强的科学性、知识性，对传播和普及社会科学知识有积极作用；
　　（六）地方志书，资料可靠，记述准确，具有较高的史学价值；
　　（七）译著（文），译文准确，对研究我国现代化建设中的重大理论问题和实际问题具有很高的参考价值，对深化学术研究有促进作用；
　　（八）论文，选题有价值，论点新颖，论据可靠，具有创造性，对解决现实社会中的重大理论问题或实际问题有积极作用；
　　（九）调查报告、论证报告、咨询方案、决策建议方案、咨询报告，适应社会实践需要，材料翔实可靠，具有较强的创新性，被市级以上国家机关采用，对经济或社会发展有明显的促进作用。
　　第八条　参加合肥市社会科学成果奖评选的公民或组织，可通过所在学会、区县宣传部门向合肥市社会科学成果评奖办公室申报。办公室设在合肥市社会科学界联合会。
　　第九条　合肥市社会科学成果奖评审工作，由市哲学社会科学工作领导小组负责。领导小组组成评审委员会对参评项目进行评审。
　　评审委员会由具有高级专业技术职称的人员或具有相应水平的人员组成，人选由市社会科学界联合会会同市人事局及其他有关部门提名，报市哲学社会科学工作领导小组批准。
　　第十条　评审委员会成员在评审本人社会科学成果时应当回避。
　　第十一条　对申报合肥市社会科学成果奖的项目，由市社会科学成果评奖办公室提交评审委员会评审。
　　第十二条　评审委员会评定的合肥市社会科学成果奖获奖项目，由市社会科学成果评奖办公室向社会公示。任何单位或者个人对获奖侯选项目或评审工作有异议的，均可以自公示之日起３０日内提出，由市社会科学成果评奖办公室裁定。
　　经公示和裁定无异议后的合肥市社会科学成果获奖项目，由市社会科学成果评奖办公室会同市人事局报市人民政府审批。市人民政府对获奖者颁发证书和奖金。
　　第十三条　合肥市社会科学成果奖评奖经费，列入市财政预算。
　　第十四条　合肥市社会科学成果奖获奖项目，应当记入获奖者本人考绩档案，作为考核、晋升、评定职称的依据之一。
　　第十五条　获得合肥市社会科学成果奖一、二等奖者，退休后提高退休工资５％。
　　第十六条　对弄虚作假、剽窃他人社会科学成果获奖的，由市社会科学界联合会会同市人事局核实后报经市人民政府批准，撤销其奖励，追回证书和奖金。
　　第十七条　评审委员会成员及其工作人员在评审工作中有弄虚作假、徇私舞弊以及其他违反评审纪律行为的，由相关部门依法给予行政处分；评审委员会成员，由市社会科学界联合会会同市人事局报经市哲学社会科学工作领导小组批准，取消其评审成员资格。
　　第十八条　本办法自发布之日起执行。